Equity Transaction Focus

• Initial Public Offerings
• Underwritten Follow-On and Secondary Offerings
• Special Purpose Acquisition Company (“SPAC”) Initial Public Offerings
• Registered Direct Placements & PIPEs
• Merger and Acquisitions as well as Financial Consultation
• Up-Listings
• Dual Listings

Mergers and Acquisition, Advisory, Restructuring, Fairness

• Target Screening and Identification
• Diligence and Modeling
• Identifying Synergies and Value Creation
• Process and Timing of Transactions and Closing

Financial and General Consultation Services

• Up-Listing and Dual Listing Consultation
• Listing on a national exchange (NASDAQ or NYSE American)
• OTCQX
• Program overview
• Requirements and standards
• ADR overview
• Jobs Act overview
• Marketing strategy – including non-deal road shows
• Develop short and long-term goals focusing on corporate and shareholder value
• Comparable company and precedent transaction analysis