Transactions

SG Blocks, Inc. and OSANG Healthcare Co., Ltd.

SG Blocks, Inc. and OSANG Healthcare Co., Ltd.

Distribution Agreement

Advisor

Second Sight Medical Products, Inc.

Second Sight Medical Products, Inc.

$7.5 M
Follow-On Offering

Sole Book-Runner

Nano Dimension Ltd.

Nano Dimension Ltd.

$13.3 M
Follow-On Offering

Sole Book-Runner

Tiziana Life Sciences plc

Tiziana Life Sciences plc

$20 M
ATM Offering

Sales Agent

SG Blocks, Inc.

SG Blocks, Inc.

$1.9 M
Follow-On Offering

Sole Book-Runner

Clarity Lab Solutions, LLC

Clarity Lab Solutions, LLC

$2 M
Senior Secured Debt Financing

Advisor

Fortress Biotech, Inc.

Fortress Biotech, Inc.

$5 M
Series A Cumulative Preferred Stock Repurchase Program
Tiziana Life Sciences plc

Tiziana Life Sciences plc

$10 M
Follow-On Offering

Sole Book-Runner

Ampio Pharmaceuticals, Inc.

Ampio Pharmaceuticals, Inc.

$50 M
ATM Offering

Sales Agent

Duos Technologies Group, Inc.

Duos Technologies Group, Inc.

$9.3 M
Follow-On Offering

Sole Book-Runner

Fortress Biotech, Inc.

Fortress Biotech, Inc.

$14.4 M
9.375% Series A Cumulative Redeemable Preferred Stock

Joint Book-Runner

LMP Automotive Holdings Inc.

LMP Automotive Holdings Inc.

$19.2 M
Follow-On Offering

Sole Book-Runner