Transactions

Superconductor Technologies Inc.

Superconductor Technologies Inc.

$3.2 M
Secondary/Follow-On

Sole Book-Runner

Northwest Biotherapeutics, Inc.

Northwest Biotherapeutics, Inc.

$13.8 M
Secondary/Follow-On

Sole Book-Runner

Superconductor Technologies Inc.

Superconductor Technologies Inc.

$3.2 M
Secondary/Follow-On

Sole Book-Runner

AspenBio Pharmaceuticals, Inc.

AspenBio Pharmaceuticals, Inc.

$4.1 M
Secondary/Follow-On

Sole Book-Runner

Comstock Mining

Comstock Mining

$8.1 M
Secondary/Follow-On

Joint Book-Runner

Xplore Technologies Corp.

Xplore Technologies Corp.

$10 M
Secondary/Follow-On

Sole Book-Runner

CytRx Corporation

CytRx Corporation

$23 M
Secondary/Follow-On

Sole Book-Runner

Net Element International Inc. merger with Cazador Acquisition Corporation

Net Element International Inc. merger with Cazador Acquisition Corporation

$350 M
M&A

Financial Advisor

Ascent Solar Technologies, Inc.

Ascent Solar Technologies, Inc.

$11 M
Secondary/Follow-On

Sole Book-Runner

Neuralstem, Inc.

Neuralstem, Inc.

$7 M
Registered Direct

Sole Book-Runner

PURE Bioscience, Inc.

PURE Bioscience, Inc.

$4.2 M
Secondary/Follow-On
Rosetta Genomics Ltd.

Rosetta Genomics Ltd.

$6.6 M
Registered Direct

Sole Book-Runner