Transactions

NetSol Technologies, Inc.

NetSol Technologies, Inc.

$6.7 M
Secondary/Follow-On

Sole Book-Runner

InVivo Therapeutics Holdings, Inc.

InVivo Therapeutics Holdings, Inc.

$20 M
Secondary/Follow-On

Joint Book-Runner

GSV Capital Corp.

GSV Capital Corp.

$90 M
Secondary/Follow-On

Co-Manager

Comstock Mining

Comstock Mining

$17.3 M
Secondary/Follow-On

Joint Book-Runner

Comstock Mining

Comstock Mining

$17.3 M
Secondary/Follow-On

Joint Book-Runner

ChromaDex Corporation

ChromaDex Corporation

$11.2 M
Registered Direct

Sole Book-Runner

Synergy Pharmaceuticals, Inc.

Synergy Pharmaceuticals, Inc.

$17.3 M
Follow-on Direct

Sole Book-Runner

New York Mortgage Trust, Inc.

New York Mortgage Trust, Inc.

$16.6 M
Follow-on Direct

Co-Manager

Selway Capital Acquisition Corp.

Selway Capital Acquisition Corp.

$20 M
IPO

Sole Book-Runner

American Realty Capital Properties, Inc.

American Realty Capital Properties, Inc.

$15.8 M
Secondary/Follow-On

Co-Manager

TowerStream Corporation

TowerStream Corporation

$41.4 M
Secondary/Follow-On

Joint Book-Runner

China Growth Equity Investment Ltd.

$50 M
IPO

Co-Manager